What To Do When You Successfully Login:
Update Client Information (Allows you to quickly adjust client names - Highly Recommended)
Click the "Edit Names" link located in the Administrative section.
A list of the first 50 Clients will display. The list contains open text boxes for Client's First Name, Middle Initial, and Last Name - pre-populated with the scrubbed client names we retrieve from the source. Also included for each Client (defined as social security number or tax id) will be reference information that may include Client Name, Address, Client ID and other relevant information.
Update the client name if necessary. Using the "Tab" key, the client list can be updated swiftly.
Clicking on "Submit" button will update and refresh your Client Information.
Selecting "Info" link of a specific client at the Client List screen allows you to adjust a client's personal information at the Client Info screen.
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Update Account Names (Allows you to add more "client friendly" account name - Optional)
At the Client List screen, select "Accts" link next to a client's name.
Select "Edit Accounts" link located next to the "Core Account List".
Enter an account name for each account under that client (280 Character Maximum). Examples include "Marcy's Retirement Account" or "Fred Smith 401K plan".
Click on "Submit" button when finished.
You can toggle between the selected client's account list and the report screen to investigate the holdings of the account using the "Reports" link at the top of the "Accounts (Accts)" screen. This will allow you to provide a more accurate name for each account.
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Update Account Type (Allows you to edit the Account Type for an account)
At the "Client List" screen, select "Accts" link next to a Client's name.
Select "Edit Accounts" link located next to the "Core Account List".
Select the appropriate account type from the "Acct Type" drop down menu for each account.
Click on "Submit" button when finished.
You can "Update Account Names" and "Account Type" at the same time.
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To provide additional consolidation of your data, you can choose to group your clients into meaningful portfolios/households. (Please note for your clients that use Custodians such as DLJ, First Trust, etc., their assets will not appear under their individual client name so it would be beneficial to create a portfolio. If you do business with trusts, you must check the "Some Accts" button for those trust client records to then be able to select your individual client accounts into the new portfolio.)
Click on the "New Portfolio" link to follow the steps listed.
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Check Client Accounts For Missing Product Companies
There are two ways to check client accounts for missing product companies:
Locate one client with each product company you have done business with from the "Client List". Select the "Reports" link.
Select "Holdings by Investor" report from the report drop down menu.
Locate at least one account for each Product Company and brokerage firm with which you have a business relationship and identify any missing Product Companies.
If a Product Company is missing (you cannot find the client), you may order the missing accounts through your Broker/Dealer or if available online through the "Order Missing Data" from the "Data Tools" in "Administration".
You can use the "Account Search" and the "Client Search" to find one account per Product Company. Use this if you would like to search by account number rather than by client.
Click on "Advisor Reports". Then select the report " Product Companies By Assets Under Management" and click "Go". Review the report results to see if any product companies you have done business with are missing from the list.
For any Variable Annuity companies or Variable Universal Life companies not listed:
Find your Agent ID for that product company by looking on a recent statement or contacting them directly.
Click on "Administration" and select the "Data Tools" option. Select the "Map VA/VUL Agent ID" tab and check if your Agent ID is listed. If not, insert your Agent ID along with one sample client account and Client ID and click "Submit". All your VA/VUL accounts in our database will be assigned to you.
If this is unsuccessful, try the Order Missing Data function.
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On rare occasions, product companies will send an incorrect Client ID for an account. This feature allows you to fix any of these errors if we can identify them upfront.
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A few product companies require your permission to release your client account data to us so we can report on it. This feature allows you to give your permission electronically to the product company via DST Fanmail and request that your client account information be sent to us.
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Following best practices for security, all client social security numbers (SSNs) will display the last four digits only (ex. XXX-XX-1234) wherever the SSN is displayed within the wealth management platform. Full SSNs may still be queried throughout for client searches and entered for those users of the Data Convertor (formerly TransPro) users.
My Info allows you to manage personal information that displays on the clients' reports and statement.
Password
Change Password requires you to enter the "Old" and "New" password.
You must reenter the "New Password" for verification.
Once changes are made, remember to click on "Submit" at the bottom of the page to save any changes.
If you do NOT see the "Change Password" link, you must contact your Home Office for password changes.
Business Info
Doing Business As (DBA)
Submit your business name, as you want it to display on your site, the client's site, reports, and the disclosure language.
Answer this question: Is your DBA name the same as the financial institution name? If you answer NO - the system will display both your Business name and Financial Institution name as part of the disclosure language. If you answer YES - the system will only display your Business name (the Financial Institution name) once in the disclosure language.
Some of these functionalities may NOT apply to your version.
RIA or IAR name
Enter the RIA or IAR name, as you want to display it on your site, the client's site, the reports, and the disclosure language.
Answer this question: Are you acting as an independent RIA or IAR under your B/D? If you answer RIA - the system will include your RIA name as part of the disclosure language. If you answer IAR - the system will include your IAR name as part of the disclosure language. If you leave the answer blank - the system will NOT display either your RIA or IAR name throughout the site.
If you have entered both Doing Business As and RIA or IAR options, you will have both descriptions inserted in the disclosure language. However, if you keep DBA and RIA or IAR section blank, only the Financial Institution name will be included in the disclosure language.
RIA or IAR name functionality may NOT apply to you.
Once changes are made, remember to click on "Submit" at the bottom of the screen to save any changes.
If you do NOT have the ability to change your personal information, you must contact your Home office to update any changes.
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Activate New Clients (Allows you to distribute secure client access)
You may direct your clients to sign up through the same web site through which you obtain access or allow them to access the system through your own web site.
You may link the URL to your web site and instruct your clients to click on the "Registration" button to register.
You must give the Investor your "Client Temporary Password/Authorization" (it is located in the "My Info" portion of the site, if you misplace it).
When your client accesses the web site, they may select the "Registration" button.
The following screen will prompt the Investors to enter their Social Security Number and the Client Temp Password/Authorization as per item (c) above.
The Temporary Password is encrypted and will not display. By selecting "Next", the system will validate the Investor's authorization to register.
Registration:
"Registration Process: Step 1 of 3" screen - The User Agreement will appear. Investor should read and "Accept" the Agreement.
If the Investor selects "Decline", a dialog box will appear with a message notifying the Investor that "unfortunately we cannot grant you access until you have accepted the User Agreement."
When the Investor selects the "Accept" button, the Investor will be prompted to the "Registration Process: Step 2 of 3" screen. In this screen, the Investor must enter all required information. Fields marked with a red * are required fields and must be entered before selecting the "Next" button.
Error situations:
Investor cannot enter duplicate User Names (i.e., Names used by other Investors within the Broker/Dealer).
Investor must enter the Password twice to verify the password.
What Investor should do if error occurs?
Make sure all fields are filled in.
Make sure e-mail address is entered correctly (do not use spaces).
The "Registration Process: Step 3 of 3" screen will display a Registration Confirmation message to the investor. The Investor should select the "OK" button to indicate Investor is now ready for Advisor to Approve the Registration.
Upon completing the Registration Process the Investor's Registration Notification e-mail shall be sent immediately to you, the advisor, notifying you that the Investor has successfully registered and requires your approval.
Upon receipt of the e-mail, you are required to go into your "Client List" to approve the Investor.
The client will sort to the top of your client list. Select the "Approve" link to the right of your Investor's name to approve investor.
Your approval of the Investor will automatically generate a "Consolidated Statement Approval Notification" e-mail to the Investor, confirming approval.
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There are five ways to search/sort the client list: "Client Search", "Alphabetically and Pagination", "Client Name", "ID" and "Status".
There are two types of "Client Search": by "Name" or by "ID". You can enter two names at the same time for client "Name" search. It does not matter if you are using first name or last name. Do not forget to add a blank space between the two names when you do the search. Search by "ID" requires you to enter at least three numbers in the search field. If there is no client found, please double check your client info and search again.
Alphabetic sort is located right above the "Client List". Selecting any letter of the alphabet will display a complete list of those clients whose last name starts with that letter.
To sort by "Client Name", selecting the "Client Name" header with the inverted triangle at the top will sort clients' name" alphabetically in descending order.
To sort by ID, selecting the "ID" header with the inverted triangle at the top will sort clients' "ID" in descending order.
To sort by Status, selecting the "Status" header with the inverted triangle at the top will order the clients' status by "Active", "Inactive", or "New".
Follow the Pagination link located right below the client list if the search/sort list is longer then one Page.
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Positioned below the "Client Search" is the "Account Search" section. Type in an account number between 5 to 20 characters, and click on the "Go" button to "Submit". The "Account Number Search Result" screen will list the search results by account number along with the Client Name, ID and Client Links.
It is possible that none of the accounts will match your search. If this is the case, please double check the account number and try again.
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At the Client List screen, select the "Info" link adjacent to that client's name. This will bring you to the Client Info screen. The client's name and address should be pre-populated.
Validate each piece of your client's information. If information needs to be added or changed, do so as necessary (like adding phone numbers and e-mails) and hit "Submit" to accept.
You may use the client reference account information on the right hand side of the screen to help validate the information.
If the system receives updated client information from the custodian, it will automatically update the client information. However, once you edit the client's first name or last name, the automated update process will NOT over-write your work.
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Accts allows you to manage clients' accounts and portfolios of a client.
At the Client List screen, select the "Accts" link adjacent to the Info link.
Portfolio List displays a list of portfolios the client belongs to. You have the option to View, Edit or Delete any of the existing portfolios. (If a client creates a portfolio for himself or herself - you will only have the "View" option available next to that portfolio.)
When you select the "View" link it will display a list of that portfolio's Account Name(s) and Account Number(s).
You will also be able to view the Core Account List directly below the Portfolio List. It lists Acct Name, Acct No, Legal Name, Acct Type and Int Type for accounts that are being downloaded nightly from the interfaces.
Edit Accounts allows you to insert a client-friendly "Account Name", modify the "Account Type", view/edit the "Tax Status", and adjust "Acct Viewable" status. The maximum length of an account name is 280 characters. You can insert the following special characters as part of the account name if applicable: ,/ - & ( ) # ' : ; %. You can update the client's account type by clicking on the drop-down menu.
Acct Viewable allows you to change the account viewable status from "Viewable" to "Closed" or "Suppressed". Please be aware that Closed accounts will be included in reports if the Closed account had open positions on the report date used to run the report. A Suppressed Account will be completely removed from all portfolios and reports.
Click on "Submit" to update any change(s). An account's viewable status that has been modified from "Viewable" to "Closed" or "Suppressed" status will immediately move into the "Non-Displayed Account List". The change(s) will take affect immediately for all the related portfolios and reports.
Please allow a 24-hour processing period before the updated account status is reflected in the client's portfolio(s) and report(s).
You may or may not have the "Suppressed" option available, based on your privilege level.
Tax Status refers to the taxability of the account. Based on your privilege level you may be able to edit the existing selection. There are four categories:
Non Qualified contains accounts such as Joint, Individual, Custodial, Corporate, Estate, Annuity, etc.
Qualified contains accounts such as IRA, Pension, 401k, SEP, etc.
Non Qualified Retirement Plan contains accounts such as deferred comp, 403-B, SERP, etc.
Unknown contains accounts that cannot be classified properly based on the provided description.
"Int Type" refers to interface type. It indicates where the data delivered to our system came from, for example: DST, DAZL, Pershing, etc.
An account with an Int Type of 901 or above means the account was imported through the Data Convertor process. For more details about Data Convertor, go to Data Tools in Administration, select the Data Convertor tab (if the functionality is available to you), and then select Data Convertor "Help" for more information.
If the account's Int Type is smaller than 900, you can add historical assets to that account as long as the cumulative quantity equals zero on the account seam date (the first day we received Core Data from the custodian for that account).
Historical Entry allows you to manually input transactions to update the initial positions of existing core data. This section is NOT available if the "Historical Entry" tab is missing. Click on the "Historical Entry" tab to enter the section. Then, click on the "Help" link at the upper banner to trigger a separate Help document for the Historical Entry process. Accessibility to Historical Entry is based on your privilege level. You may or may NOT have the Historical Entry link available.
Edit Core Info link allows you to correct or adjust a client's core account transactions. This section is NOT available if the "Edit Core Info" tab is missing. Click on the "Edit Core Info" tab to enter the section. Then, click on the "Help" link at the upper banner to trigger a separate Help document for the Edit Core Info process. Access to Edit Core Info is based on your privilege level. You may or may NOT have the Edit Core Info link available.
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The Balance Only Account List section is directly below the Core Account List. It lists Acct Name, Acct No, Legal Name, Acct Type and Int Type. There are no editing capabilities available for these accounts. Balance Only accounts are accounts that we do not receive transactions for. We only receive a position balance for the asset(s) held in the account from the Interface.
The Manual Account List section is directly below the Balance Only Account List. It lists Acct Name, Acct No, Acct Type and Author. "Create Manual Account" gives you the ability to manually enter accounts, assets and transactions. Manual Entry allows you to view your manually entered data that the system does not currently have the ability to aggregate due to assets that cannot be sent via data interface. You can "View", "Edit" or "Delete" Manual Accounts from this list.
Your Investor can only view the information that you manually create in these accounts. If the author of a manual account is other than you, you can only "View" the account info.
Create Manual Account allows you to enter: Account Name, Account Number, Account type, and Cost Basis Accounting Method. Click "Submit" after entering data. The "Create Manual Asset" screen will display next.
Select "What type of asset is this?" will be displayed. You must chose 1 of 2 buttons. The "Tracked" button will allow you to search for an asset that we currently price regularly in our system. The "Non-Tracked" button allows you to enter an asset that our system does not track.
By selecting the "Tracked" button, you will arrive at "Search Tracked Asset" screen. This screen allows you to search for an asset by "Ticker" or "Asset Name" or "Asset ID".
After selecting the "Search Method", you will see a display of the manual asset search results. If you see the asset you are trying to add, you can select it by clicking the asset name link. There is also an "Enter A Non-Tracked" Asset button at the bottom of the screen in case you cannot find the asset you are looking for during your search.
Non-Tracked assets can be entered after selecting the "Non-Tracked" or "Enter Non-Tracked Asset" button. Either one of these buttons will lead you to the Enter A Non-Tracked Asset area in the "Create Manual Asset" screen. There are four fields: "Asset Name", "Asset Type", "Security Type" and "Investment Objective". The Asset Name cannot be left blank. You must enter an asset name in order to precede to the next step.
"Manual Transaction" screen will display the Non-Tracked asset that you entered or the Tracked asset that you selected. Transactions can be added in the Add Transactions section of the screen.
The first time you enter an asset the Transaction Type "1st Buy (Initial Position) will display and you must use this field to start. Enter the information in the open text fields that
pertain to the transaction. The "Transaction Type" field will appear as Transaction Type/Price Update" for assets that display in the "Tracked" field header as "No". You can select the transaction type from a drop down list in the "Transaction Type" column. Five transactions can be entered on one screen.
See Transaction Type Proceed & Quantity Effect
The "Submit" button will display the "Manual Transaction" screen with the asset that was selected, the Current Holding information section listing updated information that includes transactions you recently added, five new rows for transaction entry and a transaction history list with the option to delete any transactions that were previously entered. If any typographical errors are made, the asset or transaction must be deleted and re-entered.
Advisor is responsible for adding stock split transaction adjustments to tracked manually entered assets. Create Manual Account functionality may or may NOT be available in your version.
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The External Account List is directly below the Manual Account List. It lists Acct Name, Acct No, Legal Name, Acct Type and Int Type. There are no editing capabilities for these types of accounts. External Accounts are accounts that we receive from non-traditional data providers possibly in a different format such as Screen Scraping.
Select the Non-Displayed Account link to view the Non-Displayed Account List. Non-Displayed Account includes: Closed and Suppressed Accounts. A Closed Account, even though it is a Non-Displayed Account, will still be included in a report if the Closed account was "open" on the reported date or period. A Suppressed Account will be completely omitted from all reports. An account's viewable status will take affect immediately after submitting. An account status that has been modified to "Viewable" will be listed in the "Core Account List".
Please allow a 24-hour processing period before the updated account status reflected to client's portfolio(s) and report(s).
You may or may not have the "Suppressed" option available, based on your privilege level.
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Select the "New Portfolio" link from the Control Center. "New Portfolio" allows for the creation of account households for reporting and viewing purposes. Complete the portfolio creation process as follows:
"Enter New Portfolio Name" - Enter a unique descriptive name such as "Jones Family". This field cannot be left blank.
"Select Private or Public" - The selection of Private will enable only the creator of the New Portfolio to report on or view the newly created portfolio. Selecting Public will enable the creator and all account holders included in the created portfolio to report on or view the newly created portfolio.
"Select Benchmark" (Optional). The benchmark option selected here will be applied to the Portfolio Value and Benchmark Report. To skip this setting, leave it set to Global/Default. Global/Default will default the portfolio to your global Benchmark choice found in the Benchmark Report Setting, Administration area.
If your version does not allow for this, this segment will be N/A.
When "Standard" is selected, notice the lower segment of this portion is replaced by two drop down menus. This allows you to select up to two benchmarks for this Portfolio ONLY.
When "Composite Benchmark" is selected, notice the lower segment of this portion has been replaced with one drop down menu. Any of the pre-existing Composite Benchmarks will be listed here. Select from one of Composite Benchmarks or keep it as none. If you do not see an appropriate composite benchmark, clicking on the Quick Link "Create Composite Benchmark" on the left side of this segment will take you to the Create Composite Benchmark screen in the Report Setting, Administration area.
"Model Portfolio Rebalance" (Optional).
If your version does not allow for this, this segment will be N/A.
Select Model Portfolio Rebalance is optional. You can keep the drop down menu selection as none or select any of the pre-existing Model Portfolios.
If you do not see any appropriate model portfolios from the drop down menu, clicking on the Quick Link "Model Portfolio Rebalance" on the left will take you to the Model Portfolio Rebalance main screen in Report Setting, Administration area.
Select Clients. - Clients may be selected from the list displayed or search Clients by Name (i.e., one or two names) or ID.
When selecting account(s) to be included in the New Portfolio, Advisors may click on the "All Accts" or "Some Accts" options from the Client list. A red check mark will appear on the radio button next to the selected Client. Clients are identified by Name and ID on multiple pages.
If you select "All Accts" then every account under that social security number will be included in the new portfolio. No further actions are required. (Any accounts opened at a later date for that client will automatically be added to this portfolio)
Selecting "Some Accts" will allow you to select particular accounts to be included. Clicking the next button will display a list of accounts to subsequently choose from. (Any accounts opened at a later date must be added to this portfolio if desired using the portfolio edit feature).
If you select the "Show Selected" option at the bottom of the page, a pop up box will appear showing all clients that have been selected so far for that portfolio. You may also select the "Show All" option that displays a complete client list on the current page.
Once "Next" is clicked on the first page, clients that were selected using "All Accts" will be displayed. No additional choices need to be made regarding this client. Clients that were selected using "Some Accts" will be listed with their respective accounts. Each account will have a radio button allowing the Advisor to select distinct accounts for inclusion in this portfolio. Selecting "Next" at the bottom of this screen will save the portfolio and display the client list.
You can only include 20 clients in one portfolio.
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The Batch Job is a PDF report that you select for your client's to receive by e-mail or as a print job that will be available for your retrieval. The print job gives you the ability to print all the clients' reports that you selected from the batch you created.
Batch Jobs run after the second weekend of the month to deliver month-end information. In the case of e-mail Batch Jobs, you have this window period (the first two weeks of the month) to preview the reports using the "View" links below. Batch Jobs will run automatically unless you delete or edit the job.
To use the feature:
In the Control Center select the Batch Jobs link.
At the "Batch Jobs" screen, select "Create New Batch Job" from the upper left corner of your screen.
Select the link and the screen will display the "Batch Job - Step 1 of 2" screens.
To create a Batch Job you must enter a name of the job you are creating in the "1. Name the Batch Job" open text box.
Choose the type of batch you want to create, "E-mail" or "Print".
Select regularity and the time period of the reports from the menu selections. Your options are: "Last Month (runs monthly)", "Last Quarter (runs quarterly)", "Last Year (runs annually)", "Year to Date (runs monthly)", "Quarter to Date (runs monthly)", "Year to Date Latest Month End (runs monthly)" and "Quarter to Date Latest Month End (runs monthly)".
"Select the Report Type" for this batch job.
You can then "Select Clients" that you want to be included in this batch. There are various ways to select a client. You can do a search by the client's last name or Social Security Number. You can also go through the list and select the radio button to the left of each client. At the bottom of the screen, you have additional Page options to select clients from those pages as well. Use the "Show Selected" link at the bottom of the screen to view the selected client list. Select the "Show All" link to view the entire client list. You are allowed to include 25 clients per job. For additional clients, you must create a separate batch job for them.
When creating a "Print Batch Job" you may select from both Private and Public Portfolios in the drop down menu. Only Public Portfolios are available when creating an "E-mail Batch Job.
On the "Batch Job - e-mail Step 2 of 2" you will see the clients that you have selected.
Choose the "Full" or the "Light" option in "1. Select client version:"
The "Full" version allows your clients to access the system to view or print their PDF Report that you selected as part of their Batch Job. The Full version also enables clients to have full range use of all the other functionalities that our system has available.
The "Light" version gives your clients access to our White Page version. White Page only allows your client to view the report you selected for them. It does not permit the user to access full functionality and performance reporting located within the Full system.
Select the "Portfolio" you want the client to receive and enter the correct "e-mail" address.
There is a "Compliance Notification E-mail" sample link within the Security Note. If you would like to view sample e-mail, please click here.
The Batch Job screen will be separated into two categories "Active e-mail Job List" and "Active Print Job List". "Active e-mail Job List" displays the job name, the report period you selected, and links to "View", "Edit" or "Delete".
The "View" link gives you a quick view of the batch job that you created. This lists the "Batch Job Name", "Batch Job Type", "Report Period", "Report Type" and "Batch Job Version".
Listed in the "Batch Job" is each client that is a part of that job. Next to the ID is a "View" and "Delete" link. When "View" is selected the Report displays for you to view before the client receives the batch. The "Delete" link will delete the client from the Batch Job permanently.
When the "Edit" link is selected, it enables you to make changes to an existing Batch Job that you created. You can select or remove clients, change the report period or transmission of the batch via: e-mail directly to the client or print which is a batch file of all your investors in the same file that enables you to print from a PDF file format.
The "Active Print Job List" has five columns: "Job Name", "Report Period", "Waiting or Retrieve", "Edit" and "Delete". All the columns listed were previously mentioned above and result in the same actions. The "Waiting" or "Retrieve" column is new and is only significant to the Active Print Job List.
"Waiting" lets you know that the job is not yet ready to be generated.
"Retrieve" lets you know that you can retrieve the job when you are ready.
To retrieve the job, select the "Retrieve" link located next to the batch job name. The link will display the report where you can either print or save the PDF file.
A "Sent History Log" button is displayed at the bottom left of the Batch Job screen. When you select this link, you will have displayed the Sent History Log screen. Listed in this log are the "Job Name", "Date" (the job was sent), "Time" (the job was sent) and "Job Type" (e-mail or print).
E-mail to Client (For Compliance reasons this text is NOT editable):
Investor First Name,
Attached is your [Report Period (DISPLAY AS: Quarterly, Annual, Monthly, This Year through Last Month, This Quarter through Last Month)] consolidated statement. Please visit your personal secure link [custom URL]. Once you've entered your secret password, you will be able to view your statement online.
If this is your first time using this service, you must register and choose a secret password. To do so please click [Register URL]. You will need your Client Temporary Password, which is: [Client Temp Password].
The report will require that you have the Adobe Acrobat Reader plug-in on your browser. If you need to get the Adobe Acrobat Reader, please click [link to get the reader] and follow the instructions. Once you have completed the download, you may return to this screen.
If you have already registered but forgotten your password, please click [link to Forgot Password].
As always, please contact me directly regarding this service or your financial statement.
Advisor Name
Business Name
Business Address
Business Phone
Business E-mail
White Page
The "White Page" is accessible for those clients for whom you pre-selected the "Light" version within your batch creation.
Batch E-mail - All users that were selected as a Light batch job will only be able to access a White Page. The URL that is part of your clients e-mail when selected will bring them to a plain white page with the ability to enter their "User Name" and "Password" to access the report you created for them in a batch job. For your clients needs, there are "Forgot Password" and "Registration Help" links on the page in case they need to use these tools.
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Advisor Reports allows you to gather information about your clients and accounts from a global perspective.
Select the "Advisor Reports" link in the Control Center.
The Advisor reports screen will display a drop down menu to select the report in "1. Report:"
The "2. Time Period:" reports are "Client by Sales" and "Product Companies by Sales" where you can select from period: "Month to Date", "Quarter to Date", "Last Month", and "Last Quarter".
The "Master Client Information" and the "Find Client by Asset" are reports that are not selected with a predetermined date. These reports automatically use the most current date to gather the information.
Use the "GO" or "Export" button to generate the results of each selection.
If you do NOT see the "Export" button that means the Advisor Report Export function is not included in your version.
When generating an Advisor Report you will see the page display a Please Wait message saying "Your book of business is now being analyzed to render your requested report. Please note that this can take between 2 to 5 minutes with the standard cable connection. The report will automatically appear on the screen when finished." See Advisor Report Definitions.
List of available Advisor Reports:
Clients by Assets Under Management
Product Companies by Assets Under Management
Master Client Information (Export Only)
Some of the above listed reports may NOT be available in your version. If the "Export" function is NOT available in your version, you will NOT have access to the Export Only reports.
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You can access "Report Settings" from "Administration" below the "Control Center". There are four components in Report settings: "Reports", "Benchmark", "Model Portfolio Rebalance", and "Cost Basis".
"Set Default Report Setting" allows you to select a specific "Report type" and "Time Period" for the default client report.
When the necessary changes have been made and you have validated all information, click on the "Submit" button located at the bottom of the screen. Click on "Edit Report Settings" to make any changes.
"Set Default Report Package Setting" allows you to select the "Report Package" report's components. There are up to 3 Report Packages available. Some may be customizable and some may be hard coded by your Broker Dealer. You may be allowed to edit the name of the Report Package and/or select the Sort Order of the selected reports and/or select the Content (available reports). Report Package is a PDF formatted report. The length of the Report Package depends on the number of components included here.
Here is a list of the possible components for Report Package:
"Cover Page" displays client's name and address, type of Statement that you or your clients will receive, time period that the Statement was generated for, portfolio name, and advisor's name, company and address.
Market Commentary
Select one of the 'Summary" reports, either Portfolio Summary, or Portfolio Detail.
Select one of the "Asset Allocation" reports either "by Asset Type" or "by Investment Objective".
Choose one of the "Holdings" reports, either "by Investor", "by Portfolio","by Classification" or "by Net Worth".
Select one of the "Transaction History" reports either "by Investor" or "by Portfolio".
Choose one of the "Comparative Holdings" reports, either "by Investor", "by Classification" or "by Net Worth".
Core Value by Benchmark report
Select one or more of the "Cost Basis" reports,
You may also have the option to include "Comparative Holdings", "Core Multi-Period Performance", "Portfolio Value and Benchmark", and "Core Model Portfolio Rebalance" reports as part of the Report Package components.
Some of the report components may not apply to your version. Components within the Report Package report are organized in the same order as listed on the Set Default Report Package Settings.
If you do NOT see the "Reports" tab that means the Reports function is not included in your version.
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Benchmark - Located in the Administration area under the Benchmark tab in the report settings area.
Edit Global/Default Benchmark Setting allows you to select up to two benchmarks or keep both options as "None". The Global/Default setting will be used universally across all your portfolios that do NOT have their own specifically assigned benchmarks.
Create Composite Benchmark allows you to name and formulate your own composite benchmark. You can select up to 20 benchmarks and enter weightings for each selected option. The weighting total must add up to 100% to complete this process.
Composite Benchmark List displays all the composite benchmarks that have been created. You can edit or delete any of the composite benchmarks on this list. A portfolio that has been previously assigned with a composite benchmark that has been deleted will automatically fall back to the Global/Default benchmark setting.
Show only Summary line in report legend will dramatically reduce the amount of data presented in the report legend but will not exclude the line graph from the Portfolio Value and Benchmark Report.
Show Investment Line on report graph allows you to include an additional line item representing the capital invested portion of the portfolio. There are two variants of this: Investments Since Start Date and Beginning Value and Investments.
Selecting this option will add an amount invested line to the Portfolio Value and Benchmark AND Core Summary reports. "Investment" is a cash basis calculation of the cumulative dollar investments during the period. It does not conform to tax-lot accounting rules. Keep the selection as 'No" to exclude this option.
Show Portfolios without Assigned Benchmarks lists all portfolios that are assigned with Global/Default benchmarks. If you need to adjust a portfolio's Benchmark setting, clicking on "Edit" will take you to the "Edit Portfolio" screen.
Show Portfolios with Assigned Benchmarks lists all portfolios that are assigned with either standard or composite benchmarks. The list can be sorted by Portfolio Name, Benchmark Type or Benchmark. Clicking on the Portfolio Name will take you to the "Portfolio Value and Benchmark Report" of that specific portfolio. If you need to adjust a portfolio's Benchmark setting, clicking on "Edit" will take you to the "Edit Portfolio" screen.
See Benchmark Definitions.
If you do NOT see the "Benchmarks" tab that means the Benchmarks function is not included in your version.
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Model Portfolio rebalance - Located in the Administration area under the Model Portfolio tab in the report settings area.
Create Model Asset Type Portfolio allows you to name and formulate your own Model Asset Type Portfolio. You can select up to 20 comparative asset types and enter weightings for each selected choice. The weighting total must add up to 100% to complete this process.
Create Model Investment Objective Portfolio allows you to name and formulate your own Model Investment Objective. You can select up to 20 comparative investment objectives and enter weightings for each selected choice. The weighting total must add up to 100% to complete this process.
Available Model Portfolios lists all the model portfolios that have been created. You will be able to view, edit or delete any of the model portfolios listed here.
Show Portfolios without Assigned Model Portfolio Rebalance lists portfolios that have not been assigned with any Model Portfolio. If you need to adjust a portfolio's Model Portfolio setting, clicking on "Edit" will take you to the "Edit Portfolio" screen.
Show Portfolios with Assigned Model Portfolio Rebalance lists portfolios that have been assigned with either Model Asset Type Portfolio or Model Investment Objective portfolio. The list can be sorted by Portfolio Name, Model Portfolio Type or Model Portfolio. Clicking on the Portfolio Name will take you to the "Model Portfolio Rebalance Report" of that specific portfolio. If you need to adjust a portfolio's Model Portfolio setting, clicking on "Edit" will take you to the "Edit Portfolio" screen.
If you do NOT see the "Model Portfolio Rebalance" tab that means the Model Portfolio Rebalance function is not included in your version.
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Cost Basis allows you to efficiently assign a unit cost or total cost to the Initial Position of an asset - typically used for assets that had a history prior to the start date of your data feeds in the system.
If Data Convertor and/or Historical Entry are available, you may use one of those functions to update Cost Basis, rather than using Cost Basis. If they are currently not available, please check with your Broker/Dealer to see if they will be offering them in the future.
Selecting the "Cost Basis" link after clicking on Administration in the Control Center will bring you to the "Cost Basis Client List". Alternatively, this screen will be automatically prompted for you when running the "Cost Basis", Unrealized Gain Loss by Investor" or "Realized Gain Loss by Investor" reports from the reports menu ONLY if the portfolio has not been previously reviewed by you (once you do this the system will not prompt you again).
The Cost Basis Client List allows you to search or sort by Client Name or ID. Selecting "Edit" from the "AVG Cost Assignment" column Cost Basis will display the assignment screen with a list of all assets that have unassigned cost basis for first transactions or display the previously assigned cost that you designated. The list includes all assets that are associated with the client's ID.
Once at the AVG Cost Assignment Screen:
Enter or edit the Unit Cost or the Total Cost for each asset. Previously assigned assets will not have a red arrow in front of them. You should focus on the assets with a red arrow in front of them, even though you can edit any asset you like.
If you do not know the cost basis of a particular asset, you can leave the field blank and when the "Submit" button is selected, the system price for that date will be used instead.
Enter cost basis by typing in the unit cost or the total cost fields. (Do not enter both unit cost and total cost).
By entering unit cost, the system automatically calculates the Total Cost.
By entering total cost, the system automatically calculates the Unit Cost.
By checking the Remove Avg Cost radio button, system will set the cost basis value to null for that particular asset.
Clients will not be able to generate a Cost Basis report for themselves until you have checked the assignment of their assets once.
If you do NOT see the "Cost Basis" tab that means the Cost Basis function is not included in your version.
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Cost Basis Method allows you to select from four accounting methods for your clients. The accounting method is used to calculate your client's realized gain/loss.
FIFO (first-in first-out) uses the cost of the first buy forward to calculate the realized gain/loss of the first sale forward.
LIFO (last-in first-out) uses the cost of the last buy backward to calculate the realized gain/loss of the first sale forward.
AVG Cost takes the average unit cost of all buys when calculating the realized gain/loss for sales.
Specified Lot (coming soon) denotes that each closed lot is associated with one or more open lots as dictated by the user (assigned) or source system (delivered).
Accounting methods can be selected for all your clients by using the Global Method Assignment section.
You also have the option to select an accounting method specifically by individual accounts. This can be done in the "Account Specific Method" section of the "Cost Basis" screen. Select "Edit" from the "Method" column for the Client you wish to assign a specific methodology to.
Once you assign a methodology specifically to an account, global changes will no longer affect that account.
When an accounting method is changed more than once, a flag is raised for your Home Office's Audit report.
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If you do NOT see the "Edit Name" from Administration that means the Edit Name is not included in your version.
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You can access Data Tools from "Administration" below the "Control Center". There are several components in Data Tools: Data Convertor, Map VA/VUL Agent Id., Assign Orphaned Acct. Order Missing Data, Edit Core Info, and Export.
Some of the components may or may not apply to your version. If you do NOT see the "Data Tools" from Administration that means the Data Tools section is not included in your version.
Data Convertor allows you to import historical core data to the existing core data. This section is NOT available if the "Data Convertor" tab is missing. Click on the "Data Convertor" tab to enter the section. Then, click on the "Help" link at the upper banner to trigger a separate Help document for the Data Convertor process.
If you do NOT see the "Data Convertor" tab that means the Data Convertor function is not included in your version.
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Fill in your correct Agent ID for a missing Variable Annuity/Variable Universal Life Company into the Agent ID field.
Enter your client's Account Number.
Enter your client's Social Security Number without the dashes (ie.111223333).
When complete, select the "Submit" button at the bottom of the screen to process your request. You will be notified immediately if the entered agent ID was mapped to you.
If you do NOT see the "Map VA/VUL Agent Id" tab that means the Map VA/VUL Agent Id function is not included in your version.
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Assign Orphaned Account (Allows you to map Orphaned Accounts to the correct Client ID)
Type in the correct Social Security Number.
Click on the "Submit" button next to that account to process the request. You will be notified immediately if it was successful and the account and Social Security Number will now appear in your main client list.
Accounts that are Non-Displayed will not appear as an Orphaned Account.
If you do NOT see the "Assign Orphaned Account" tab that means the Assign Orphaned Account function is not included in your version.
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Order Missing Data allows you to order data from firms that do not have the ability to deliver downloads through your Home Office feeds.
Review the list to ensure that the required Product Company is available on the list. When you have located the company, select it by clicking on the box to the left of the product company's name.
When you have selected all necessary product companies, click the Next button at the bottom of the screen.
On the next screen, enter only one "Client's Name" and "Account #" per Product Company in the proper fields. Select the Next button to finish.
If you do NOT see the "Order Missing Data" tab that means the Order Missing Data function is not included in your version.
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Edit Core Info allows you to update your core account information. Click on the "Edit Core Info" tab to enter the section if it is available. Then, click on the "Help" link at the upper banner to view a separate help document.
If you do NOT see the "Edit Core Info" tab that means the Edit Core Info function is not included in your version.
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Export enables daily data set retrieval. To activate "Export", the system requires an additional monthly fee that will be billed in addition to the regular monthly subscription.
Activation
First, select a target system that applies to you. Then, change the Status drop-down menu from Inactive to Active to submit the Initiation. Before the activation took takes place, the system will prompt a window to ask you if you agree or disagree upon to the additional service charge. If you click on agree, the activation will take place immediately. Regardless of what day of the month you activate the service, you will be charged for that month. The monthly fee for "Export" will be included with your next monthly bill.
Retrieval
Everyday a new dataset will be ready for retrieval. When a dataset is ready for download, you will see a "Retrieve" button available. Click on the "Retrieve" button to download the dataset to a designated folder at your local desktop system. Each day's dataset will automatically purge in 30 days. Make sure that the files are retrieved before the purge takes place. The Scheduled Purged date will be listed on the screen for your reminder. Once a file has been purged, and even though you have not retrieved the data, it will NO LONGER be available.
If you do not download any dataset in 30 days, your status will move to "Inactive". Once your status has changed to "Inactive", you must go through the activation process again to activate the daily dataset "Export". If you go inactive then active again, you will lose the data during your inactive period.
If you do NOT see the "Export" tab that means the Export function is not included in your version.
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Select the Reports link next to your client on the Client List screen. Your default report will be generated for that client.
Click on the dropdown arrow in section: "1. Portfolios:" where you may select the client portfolio you wish to view.
Select the type of report you would like to generate for this portfolio by clicking on the dropdown arrow in section "2. Reports:" and select the report type.
Select either the Time Period or Date for the information that you wish to display. The system will automatically set the cursor to the applicable field in section "3. Time Period:", depending on the report selected. All Period reports now have a "Start-Date to End-Date" selection in the Time Period drop down list.
When Start-Date to End-Date is selected Start-Date to End-Date text boxes with calendars display. The "Use" arrow will point to this section for you to enter the dates(example: 01/01/2002), you want your period report to generate for. Or use the calendar to select the dates.
When all information is complete, click on the "GO" button to run report; the system will compile the data requested and display the report.
If a hard copy report is desired, click on the "Printable Report" button, and your report will be formatted in a Portable Document Format (PDF) view.
If an export of the report is desired, click on the "Export" button, and your report will be downloaded to your PC.
If you do NOT see the "Export" button that means the Report Export function is not included in your version.
For types of reports, see Report Definitions.
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"Export" enables you to export all available reports. The "Export" button allows the user to transmit the data in ASCII CSV (Comma Separated Value) format. The CSV report will be sent to your browser where the user will be prompted by a dialogue box to "Save" or "Open" the file. The file can be saved as the default file name or changed to the user's naming convention preference.
The export function can be executed by clicking on the "Export" button from the reports screen.
To enable the Export feature to work as designed, the user will have to change the settings on their PC. Excel is the suggested method of choice. Below are instructions to change your PC's settings.
Double click on "My Computer".
Click on the "Tools" menu under Window to select "Folder options..."
Select the File Types tab and scroll down the Extension column to CSV to select Microsoft Excel Comma Separated Values File.
Click on "Change" towards the bottom of the dialogue box.
Scroll until you see "Microsoft Excel for Windows" then select.
Select the "OK" button then, select the "Close" button to complete the file format change.
List of available Client Reports:
Asset Allocation by < High Level Asset Class >
Asset Allocation by < Low Level Asset Class >
Comparative Holdings By Investor
Comparative Holdings By Net Worth
Comparative Holdings by Classification
Some of the listed reports may NOT be available in your version.
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Compliance (formerly OSJ), MGT and ASST Access Features
The Compliance Advisor's Client List screen will display after successful login (if the Home Office has provided the Compliance information to the system). The link to "Compliance" will be automatically available from the Control Center.
Select the "Compliance" link to list names of all Advisors who have direct or indirect reporting relationships to the logged in Compliance Advisor.
The Compliance screen will show all levels of the reporting relations in a hierarchical tree format and end at the lowest reporting Advisor level. Additionally, the Compliance Numbers and Status will display.
The Compliance screen may be sorted by Advisor Name, User Name, Compliance No., ID, or Status. The Compliance sorts are performed at the direct reporting level only.
There is a link for each Advisor in the Compliance Advisor list from the Advisor Name. When the link is selected, the entire Client List of the Compliance Advisor is displayed.
The Compliance Advisor may have the capability to activate and deactivate their Advisors with direct and indirect reporting relationships.
Activation - Click on the "Approve" link in the Status column.
Deactivation - Select the "Compliance Advisor" from the Compliance screen to display the Compliance Advisor Client List. Select "My Info" from the Control Center to display the Compliance Advisor information screen. Select "Inactive" from the Status Dropdown Box and click on the "Submit" button.
"Mgt Access" or "Asst Access" lists hierarchical advisor's list. When the hierarchical Advisor Name link is selected, the entire Client List of that Advisor is displayed.
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Clients by Assets Under Management
This report is a Date report that lists your top clients by "Client Name", "Client ID", "Total Assets Under Management ($)" and "Margin Balance ($)". The last row in the report is a "Total:" row to sum all rows with dollar values. The "Total Assets Under Management ($)" value for each client is a link which when clicked generates a "Holdings by Investor" report for the Combined Account Portfolio on behalf of the client's "ID" that displays in the same row. The Holdings by Investor report is generated for the date that the Client by Assets Under Management report was ran for. A comparison of the Holdings report should give you an indicator of the accuracy of the Assets Under Management value in the Client by Assets Under Management report. Keep in mind that Manual Accounts should not be used in verifying values from Advisor Reports.
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This report is a Time Period report allowing you to select from: "Month to Date", "Quarter to Date", "Last Month", and "Last Quarter". The report lists "Client Name", "ID", "Gross Sales ($)," "Gross Redemptions", "Net New Dollars ($)", "New Downloads ($)", "Recon Effect ($)" and "Cash/Margin Change ($)". The last row in the report is a "Total:" row to sum all rows with dollar values. The "Net New Dollars ($)" column has hyperlink values in each row that will generate a "Transactions by Portfolio" report for Combined Account Portfolio when clicked. The "Transactions by Portfolio" report will give you an indicator of the accuracy of the Clients by Sales Report's "Net New Dollars ($)" value.
If a client's Recon Effect Recon Effect does not equal to 0.00 and your privilege permitted Reconciliation Adjustment, you will be able to click on the recon value to access "Edit Core Info" section. At "Edit Core Info" section, you will be able to locate and adjust any recon that is present in that specific client's account.
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This report is a Time Period report. Select the "Time Period" option from the drop down list, click on "GO" or "Export" to run the report. The report will return account information for accounts where the account set up time falls within the selected report range. The report will list the following information: "Client Name", "ID", "Account No", "Account Title", "Account Rep Number", "Account Type", "Interface", "System Entry Date", and "Segment Type".
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Product Companies by Assets Under Management
This report is a Date report that lists "Product Company" and "Total Assets Under Management ($)" in descending order. The last row in the report is a "Total:" row to sum all rows with dollar values. Keep in mind that Manual Accounts should not be used in verifying values from Advisor Reports.
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This report is a Time Period report allowing you to select from: "Month to Date", "Quarter to Date", "Last Month", and "Last Quarter". The report lists "Product Company", "Net New Dollars ($)", "New Downloads ($)" and "Recon Effect ($)". The last row in the report is a "Total:" row to sum all rows with dollar values. Keep in mind that Manual Accounts should not be used in verifying values from Advisor Reports.
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This report allows you to search by "Asset Name", "Ticker" or "Asset ID". Asset name is not required to be an exact match to search. Ticker will match the ticker entered along with the extension of any ticker. It is not necessary to enter the ticker extension to generate these results. Asset ID must be an exact match when entered.
In the "2. Search Text:" field enter the text to search for.
Next, select the search criteria by "Asset Name", "Ticker", or "Asset ID".
The Search Results will display "Asset Name", "Ticker", "Asset ID" and "Security Type".
The Asset Name column is a link to the results screen listing all clients that own the asset. This screen displays Asset Name, Ticker, Asset ID/Asset Key, Latest Price, Holdings as of (date) and Generated on (date). The column headers for the results are Client Name, ID, Quantity and Holdings ($).
Client Name is a link that generates the client's Master Information.
"Quantity" displays the number of shares on the Holdings as of date.
"Holdings ($)" displays the dollar value of the client's positions on the Holdings as of date.
The Holdings column has links for all clients and when selected generates the clients Holdings by Investor report based on the Holdings as of (date). This can be used to give an indication of the accuracy of the Holdings value in the Find Clients by Asset report's result screen. Keep in mind that Manual Accounts should not be used in verifying values from Advisor Reports.
Note - Manual Non-Tacked Assets are excluded from Find Client by Asset search.
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This report is a Period report, which shows activity for all accounts managed by you on the specified date. Enter a specific Date, and click on "Export" to generate the report in html and CSV format. The report will list the following information: "Trade Date", "T-Code", "Trans Type", "Client Name", "Asset Name", "Account No", "Price ($)", "Quantity", "Value ($)", "Sec-Type", "Settlement Date", "Original TransType", "Int Type", and "Management Name". The report will now allow for “Any Date to Any Date” period settings, with the caveat that the length of the period entered is limited to a maximum of 31 days.
Trades will not show up in the report until settled. Manual Accounts and Non-Tracked Assets are excluded from this report.
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Master Client Information (Export Only)
This report will be generated based on the most current date. The report lists "Client Name", "Address", "Business Telephone", "Home Telephone", "Fax" and "E-mail". The report is ordered by Client Name in descending order. The Master Client Information report gathers data from the client's Info screen fields to generate the report. Keep in mind that edit and update to the client's Info screen can be used to alter the Master Client Information report.
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Client Holdings (Export Only)
This report is a Date report that lists your top clients by "Client Name", "Client ID", "Acct Number", "Asset ID", "Ticker", "Asset Name", "Asset Type", "Investment Objective", "Quantity", "Price (S)" and "Value ($)". Please keep in mind that Manual Accounts should not be used in verifying values from Advisor Reports.
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Report Package Reports
Up to 3 separate Report Packages may be selected. Each Report Package is a Time Period report. It provides a high level view of each selected report component in one report. The defaults for the Report Package may be set up in the Administration section under Report Settings--Reports. Each Report Package can contain a Cover Page, Market Commentary, Summary, Asset Allocation, Holdings, Transaction History, Comparative Holdings, Core Multi Period Performance, Benchmark, and Core Model Portfolio Rebalance Report. Some of these reports may not be available based on Privilege Level. The following categories may have more than one report available for selection based on privilege level: Summary, Asset Allocation, Holdings, Transaction History, Comparative Holdings, Benchmark, and Cost Basis.
The following defaults for the Report Package may be set up in the Administration section under Report Settings-Reports: The sort order for the selected reports may be changed by using the Edit Sort functionality. The Name of the report may be changed by using the Edit Name functionality. Currently available reports may be selected by using the Edit Content functionality. Some or all of these default functionalities may not be available based on Privilege Level.
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Holdings by Investor Report
The Holdings by Investor Report is a Date report (enter date requested in section 3). It provides a snap shot view of all assets within the selected portfolio for the selected Investor on a selected date. The assets are listed with corresponding share balances and market values. Assets and Liabilities are separated by Account Types: Core and Balance Only Accounts, Manual Accounts and External Accounts. There are Totals for each Account and for each Account Type and a Combined Total for all Account Types. If the portfolio has distinct Liability assets, the Account level Total has a separate Account Liability Total and Account Net Equity Total. Manual Accounts do not consider distinct Liability assets.
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Holdings by Portfolio Report
The Holdings by Portfolio Report is a Date report (enter date requested in section 3). It provides a snap shot view of all assets within the selected portfolio on a selected date. The assets are listed with corresponding share balances and market values as well as their respective account numbers from the accounts in which they are legally held. Assets and Liabilities are separated by Account Types: Core and Balance Only Accounts, Manual Accounts and External Accounts. Within each Account Type, Assets are separated by Account Number. There are Totals for each Account Type and a Combined Total for all Account Types. If the portfolio has distinct Liability assets, the Account Type Total has a separate Portfolio Liability Total and Portfolio Net Equity Total. Manual Accounts do not consider distinct Liability assets.
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Holdings by Classification Report
The Holdings by Classification Report is a Date report. It provides a snap shot view of all asset types, investment objectives and percentage of allocation within the selected portfolio for the selected Investor on a selected date. The assets are listed with corresponding share balances, market values and Percentage of Portfolio. The primary sort is by Asset Type and the secondary sort is by Investment Objective. Totals are shown for each Asset Type and Investment Type. Assets and Liabilities are separated by Account Types: Core and Balance Only Accounts, Manual Accounts and External Accounts. There are Totals for each Account Type and a Combined Total for all Account Types. Liability Assets will not be included in the Percentage of Portfolio's breakdown.
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Holdings by Net Worth Report
The Holdings by Net Worth Report is a Date report (enter date requested in section 3). It provides a summary view of the value of each account within the selected portfolio. Assets and Liabilities are separated by Account Types: Core and Balance Only Accounts, Manual Accounts and External Accounts. There are Totals for each Account Type and a Combined Total for all Account Types. The primary sort is by Asset/Liability and the secondary sort is by the Tax Status (Non-Qualified, Qualified or Undefined) of each account. The Effective Price Date column will be filled in only if any prices used for that account's assets are prior to the "as of" date of the report.
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Transactions by Investor Report
The Transactions by Investor Report is a Time Period report that will provide a detailed description of all account transactions that have occurred within the portfolio for the requested time period. Transactions are separated by Account Types: Core Accounts, Manual Accounts and External Accounts. Within each Account Type, Transactions are separated by Account Number. The report's display order is by investor. Account. Transaction examples will include buys, sells, deposits, withdrawals, interest, dividends, transfers, etc. Liability assets will display in the Transactions by Investor report. Balance Only Account assets are not listed in this report.
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Transactions by Portfolio Report
The Transactions by Portfolio Report is a Time Period report that will provide a detailed description of all account transactions that have occurred within the portfolio for the requested time period. Transactions are separated by Account Types: Core Accounts, Manual Accounts and External Accounts. The report's display order is by Transaction Date. Transaction examples will include buys, sells, deposits, withdrawals, interest, dividends, transfers, etc. Liability assets will display in the Transactions by Portfolio report. Balance Only Account assets are not listed in this report.
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Asset Allocation by < High Level Asset Class > Report
The Asset Allocation by < High Level Asset Class > Report is a Date report. The default description for this report is Asset Allocation by Asset Type. Your Broker Dealer may have replaced "Asset Type" in the report title and report fields with a different description of their own choosing. It provides a snap shot view in pie graph form displaying investment allocations by asset type (Domestic Equity, Domestic Fixed Income, Cash, etc). Categorizations are CDA Weisenberger asset classifications. There is a Composite graph shown for all Account Types combined and separate graphs for each individual Account Type. A Composite graph will be shown by itself if only Core and Balance Account Types exist.
Asset Allocation pie charts will not show the allocation of negative Cash and Margin balances on the pie chart, they will be represented in a new classification line item called "Negative Cash/Margin" that will have an "N/A" for the allocation.
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Asset Allocation by < Low Level Asset Class > Report
The Asset Allocation by < Low Level Asset Class > Report is a Date report. The default description for this report is Asset Allocation by Investment Objective. Your Broker Dealer may have replaced "Investment Objective" in the report title and report fields with a different description of their own choosing. It provides a snap shot view in pie graph form displaying investment allocations by investment objective (large cap growth, foreign stock, high yield bond, etc.). Categorizations are CDA Weisenberger asset classifications. There is a Composite graph shown for all Account Types combined and separate graphs for each individual Account Type. A Composite graph will be shown by itself if only Core and Balance Account Types exist.
Asset Allocation pie charts will not show the allocation of negative Cash and Margin balances on the pie chart, they will be represented in a new classification line item called "Negative Cash/Margin" that will have an "N/A" for the allocation.
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Model Portfolio Rebalance Report
The Model Portfolio Rebalance Report is a Date report. It uses a side-by-side pie chart to compare an investor's portfolio allocation against a preferred model portfolio. The Current Allocation pie chart is a composite of all Account Types held within the investor's portfolio. A Model Portfolio is required to generate this report. The report compares Asset Allocation by Asset Type with a Model Asset Type Portfolio or Asset Allocation by Investment Objective with a Model Investment Objective Portfolio (depending on which Model is associated to this portfolio). Your Broker Dealer may have replaced Investment Objective and/or Asset Type in the report fields with a different description of their own choosing. A Model Portfolio is assigned to a portfolio through the portfolio creation process. Click on the quick link for Model Portfolio next to the report drop down list, if you need to add/edit the Model Portfolio setting.
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The Portfolio Summary Report is a Time Period report. It provides a high level view of the selected Portfolio's beginning and ending value, net contributions, and change in market value, and most importantly the portfolio's investment return. Balance Only Accounts do not show a Rate of Return. Manual Accounts and External Accounts may or may not show a Rate of Return, depending on the Privilege Level. Separate Portfolio Summary activity is shown for the following individual Account Types: Core Accounts, Balance Only Accounts, Manual Accounts and External Accounts. A Combined Total for all of the Account types follows. The Combined Total will not show a Rate of Return if Balance Only or External Accounts exist.
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The Portfolio Detail Report is a Time Period report. It provides a high level view of the selected Portfolio's beginning and ending value, net contributions, change in market value, and most importantly the portfolio's investment return. Balance Only Accounts do not show a Rate of Return. Manual Accounts and External Accounts may or may not show a Rate of Return, depending on the Privilege Level. The Net Contribution amount is itemized into 6 distinct categories (Net Cash Activity, Net Transfers, Interest, Dividends, Withholdings And Capital Gains) and the Change in Value amount is itemized into 5 distinct categories (Interest Reinvested, Dividends Reinvested, Capital Gains Reinvested, Fees/Expenses and Market Gain/Loss). Separate Portfolio Detail activity is shown for the following individual Account Types: Core Accounts, Balance Only Accounts, Manual Accounts and External Accounts. A Combined Total for all of the Account types follows. The Combined Total will not show a Rate of Return if Balance Only Accounts exist.
A separate Waterfall Graph of the Beginning Balance, Net Contributions, Change in Value and Ending Value is shown for each Account Type and for the Combined Total. If the difference in value is either too large or too small, the net Contribution and/or Change in Value graph may be excluded.
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Comparative Holdings By Investor Report
The Comparative Holdings By Investor Report is a Time Period report where the first date used is the Start Date and the second date is the End Date. It provides a snap shot view of all assets with corresponding share balances, market values and Rate of Return. If an asset is not held on either one of the report dates, the value and Rate of Return will be listed as N/A. Balance Only Accounts do not show a Rate of Return. Manual Accounts and External Accounts may or may not show a Rate of Return, depending on the Privilege Level. Assets and Liabilities are separated by Account Types: Core and Balance Only Accounts, Manual Accounts and External Accounts. There are Totals for each Account and for each Account Type and a Combined Total for all Account Types. If the portfolio has distinct Liability assets, the Account level Total has a separate Account Liability Total and Account Net Equity Total. Manual Accounts do not consider distinct Liability assets.
Reports may display partial period returns. Asset performance that has been traditionally "N/A" when the investment wasn't held at the beginning or ending of the reporting period may now be displayed with an accompanying note (*) to indicate that it is performance for a period other than that of the selected report period.
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Comparative Holdings By Net Worth Report
The Comparative Holdings By Net Worth Report is a Time Period report where the first date used is the Beginning Value and the second date is the Ending Value. The difference between the two values is shown in the Net Contributions amount and Change in Value amount. If an asset is not held on either one of the report dates, the value and Rate of Return will be listed as N/A. Balance Only Accounts do not show a Rate of Return. Manual Accounts and External Accounts may or may not show a Rate of Return, depending on the Privilege Level. Assets and Liabilities are separated by Account Types: Core Accounts, Balance Only Accounts, Manual Accounts and External Accounts. There are Totals for each Account Type and a Combined Total for all Account Types. The primary sort is by Asset/Liability and the secondary sort is by the Tax Status (Non-Qualified, Qualified or Undefined) of each account. If the portfolio has distinct Liability Assets, no Rate of Return will be shown for the Liability Asset, the Liability Total, the Net Equity Total and the Combined Portfolio Totals.
Reports may display partial period returns. Asset performance that has been traditionally "N/A" when the investment wasn't held at the beginning or ending of the reporting period may now be displayed with an accompanying note (*) to indicate that it is performance for a period other than that of the selected report period.
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Comparative Holdings by Classification Report
The Comparative Holdings by Classification Report is a Time Period report where the first date used is the Beginning Value and the second date is the Ending Value. The difference between the two values is shown in the Net Contributions amount and Change in Value amount. If an asset is not held on either one of the report dates, the value and Rate of Return will be listed as N/A. Balance Only Accounts do not show a Rate of Return. Manual Accounts and External Accounts may or may not show a Rate of Return, depending on the Privilege Level. Assets and Liabilities are separated by Account Types: Core Accounts, Balance Only Accounts, Manual Accounts and External Accounts. There are Totals for each Account Type and a Combined Total for all Account Types. The primary sort is by Asset Type and the secondary sort is by Investment Objective. Totals are shown for each Asset Type and Investment Type.
Reports may display partial period returns. Asset performance that has been traditionally "N/A" when the investment wasn't held at the beginning or ending of the reporting period may now be displayed with an accompanying note (*) to indicate that it is performance for a period other than that of the selected report period.
Report will display NA for the performance of Cash Or Equivalents asset class.
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Core Value and Benchmark Report
The Core Value and Benchmark report is a Time Period report for Core Accounts only. It uses a line graph to compare a portfolio's value either by itself or against one of the selected benchmarks (Global/Default, standard or composite benchmark). The interval on the graph is automatically set. If the report period is <=31 days, the graph and report legend data will break down to Daily; if the report period is >=32 and <=93 Days, we will classify the graph and report legend data to Weekly; if the report period is >=94 and <=364 Days, the graph and report legend data will break down to Monthly; if the report period is >=365 Days, the graph and report legend data will break down to Quarterly. Assets held in Balance, Manual and External Accounts are excluded from this report.
The benchmarks are adjusted by the buy and sell activity occurring in your account to allow for a direct comparison.
The legend located below the graph will show the Combined Account Portfolio performance Rate-of-Return (ROR) compared to the return of each benchmark over the Time Periods. If the "Show only Summary line in report legend" was checked for "Yes" in Administration (Report Settings - Benchmark), the report will exclude period performance in the report legend. The type of Benchmark that is applied here is prearranged through Portfolio creation. The benchmark selection can be modified through Edit Portfolio. Administrator will have the ability to modify the high level aspect of Benchmark setting from the Report Settings segment in Administration.
The Core Value and Benchmark report graph may include a total investment line chart, which shows an additional line item representing the capital invested portion of the portfolio.
Investments Since Start Date - Calculates the sum of all cash flow affecting transactions since the beginning of the account history to the beginning value of the report period. The benefit of this method is that the line represents a true measure of the client's total invested funds. The graph illustrates the result of the advisor's investment decisions relative to capital investment by the client.
Beginning Value and Investments - The beginning value of the "Beginning Value and Investments" Line is pegged to the beginning value of the portfolio total. It is then adjusted through the graph in the same way as "Investments Since Start Date" by adding subsequent capital flows at each interval. The benefit of this method is that the graph can illustrate how much of the portfolio change for that period is a reflection of the market vs. capital changes.
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Core Multi-Period Performance Report
The Core Multi-Period Performance report is a Date report. The report displays a segmented performance return (which is a daily time weighted return in compliance with AIMR reporting standards) for Core Accounts only. This report is sorted by Investor and account number and displays the Rate-of-Return (ROR) from: Since Start Date, Year to Date, Quarter to Date, Month to Date, Last Quarter and Last Month. The ROR for the "Since Start Date" period will be annualized if the time period is for more than one year. If the portfolio has distinct Cash/Margin assets, the ROR displays as a part of the Net Equity calculation. Assets held in Balance, Manual and External Accounts are excluded from this report.
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The Gain/Loss By Investor Report (formerly known as Cost Basis Report) displays cost basis information, realized and unrealized gain/loss information on an asset level from inception to the selected date of the report. Realized gain/loss information will be displayed for the calendar year chosen, showing all assets liquidated that year up to the selected report date. Unrealized gain/loss information is based on the date the user designates the report to be run. Cost basis is based on the price at which the security was purchased adjusted for Asset ID changes, stock splits, dividend reinvestments, withholdings and return of capital. The Realized amount shows what profit or loss was incurred due to sales that occurred during the calendar year. The Unrealized amount is based on assets that are still owned as of the report date. The Unrealized and Realized amounts are totaled for each asset. If the portfolio has distinct Liability assets, the Account level sub-total now displays the Liability asset(s) description along with the summed value. The Investor and Portfolio sub-totals display "Liability Balance" and the summed value. Below the Liability Balance for account level and investor level is Account Net Equity for account level and Investor Net Equity for investor level. Balance, Manual and External Account's Realized and Unrealized Value will be N/A on this report. Cost Basis Source (Tax Lot (M), Tax Lot (S), AVG Cost Assignment, Whole History and Incomplete Information) is shown for each Account depending on Privilege Level. Initial Lot Date is not shown for AVG Cost Assignment and Tax Lot (S).
When running the Gain/Loss By Investor Report, you will automatically be sent to the "AVG Cost Assignment" screen if the portfolio has not been previously reviewed by you and cost basis has not yet been assigned for all assets. You may also use the Historical Entry function (if available) to update cost basis information.
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Core Summary Report
The Core Summary Report is a condensed version of the Statement Report. It is a Time Period report. This report combines several essential report components such as: Portfolio Summary, Cost Basis, Multi-Period Performance, Portfolio Values and Benchmark, Asset Allocation by Investment Objective, and Asset Allocation by Asset Type. The Portfolio Summary has five categories: Since Start Date, Last Calendar Year, Year to Date, Last Calendar Quarter and Selected Period. Cost Basis information lists the Realized and Unrealized Gain or Loss; however, this portion of the report will be omitted if cost basis is missing and waiting to be assigned. Performance by Account breaks down the Multi-period Performance Report to the account level. The rate of return for each account includes: Since Start Date, Last Calendar Year, Year to Date, Last Calendar Quarter and Selected Period. Asset Allocation by Investment Objective may condense the number of Investment Objectives by combining the smallest ones into one Objective called "Other". This is due to space limitations built into the report. Your Broker Dealer may have replaced Investment Objective and/or Asset Type in the report fields with a different description of their own choosing. In the Portfolio Summary section, the Net Contribution amount is a summary of all cash flows in the account for the specific time period indicated. This report only contains Core Accounts and cannot be included in the Report Package Report.
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Cash - Your Broker Dealer have the option of combining cash and money market balances on reports. If elected, the Cash and Money Market balances would be combined. The net result will display as the "Cash" balance of the account. So if account A has -$500 of cash and $1200 of Money Market, the new "Cash" balance would be $700 (and Money market would not show up at all).
Liability - Any asset (except Cash and Margin) with a negative balance throughout the report period will qualify as a "Liability". Cash and Margin balances within Brokerage accounts will not qualify as "Liabilities" on reporting even if the balances are negative.
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Benchmark |
Definition |
AMEX Composite |
A capitalization-weighted index of all stocks trading on the American Stock Exchange. |
CPI |
Consumer Price Index: Published monthly by the US Department of Labor, it measures prices of a fixed basket of goods purchased by a typical consumer, to include food, transportation, utilities, clothing, entertainment, etc. Its rates of change are widely used as a cost of living benchmark and as an indicator of inflation. |
Dow Jones - 15 Utilities |
This index consists of 15 utilities and is an oft-cited proxy for trends in stocks of electric and gas utilities. |
Dow Jones - 20 Transportation |
This index consists of 20 stocks in the transportation business. Although once limited to railroads, it today includes airlines, shipping companies and the like. |
Dow Jones Industrial Average |
This index is a price weighted average of 30 blue-chip stocks that are generally the leaders in their industries and are listed on the New York Stock Exchange. The Dow represents about 25% of the NYSE market capitalization and less than 2% of NYSE issues. |
FORTUNE 500 Index |
Developed by the editors of FORTUNE, this market-capitalization-weighted Index is based on FORTUNE's 45-year-old list of America's 500 biggest companies domiciled in the U.S. In addition, the Index is restricted to publicly listed companies in the FORTUNE 500 List whose shares are actively traded. |
FORTUNE e-50 Index |
First published in the Dec. 6, 1999 issue of FORTUNE Magazine, this index is based on a list of the 50 companies that FORTUNE has determined best capture the scope of the Internet sector. |
Frank Russell - 1000 |
This index consists of the 1,000 largest securities in the Russell 3000 Index and represents approximately 92% of the total market capitalization of the Russell 3000 Index. This large cap index is highly correlated with the S&P 500 Index. |
Frank Russell - 1000 Growth |
This index contains those securities in the Russell 1000 Index with a greater than average growth orientation. Securities in this index tend to exhibit higher price-to-book and price/earnings ratios, lower dividend yields, and higher forecasted growth values. |
Frank Russell - 1000 Value |
This index contains those securities in the Russell 1000 Index with a lower than average growth orientation. Securities in this index generally have low price-to-book and price/earnings ratios, higher dividend yields, and lower forecasted growth values. |
Frank Russell - 2000 |
This index measures the performance of the 2,000 smallest companies in the Russell 3000 Index, which represents approximately 8% of the total market capitalization of the Russell 3000 Index. |
Frank Russell - 2000 Value |
This index contains those securities in the Russell 2000 Index with a lower than average growth orientation. Securities in this index generally have low price-to-book and price/earnings ratios, higher dividend yields, and lower forecasted growth values. |
Frank Russell - 3000 |
This index consists of the 3,000 largest U.S. securities as determined by total market capitalization. This basket of securities represents approximately 98% of the investable U.S. equity market. |
Frank Russell - Midcap |
This index measures the performance of the 800 smallest companies in the Russell 1000 Index, which represent approximately 26% of the total market capitalization of the Russell 1000 Index. |
Lehman 5-10 US TreasuryS |
This index measures the performance of 5-10 year Treasury bonds. |
Lehman Aggregate Credit Bond |
This is a broad bond index comprised of Government, Corporate, Mortgage and Asset-backed issues. All issues are fixed rate debt issues, rated investment grade or higher, and have at least one year to maturity. |
Lehman Aggregate Government Bond |
A Benchmark index made Up of the Treasury Bond Index and the Agency Bond Index as well as the 1-3 Year Government Index and the 20+ Year Treasury Index. |
Lehman High Yield Bond |
This index is composed of fixed rate, publicly issued, non-investment grade debt registered with the SEC. All bonds must be dollar-dominated, non-convertible, and have at least one year remaining to maturity as well as an outstanding par value of $100 million. |
Lehman Intermediate Corp/Govt Bond |
This index is composed of approximately 3,585 publicly issued corporate and US Government debt rated Baa or better, with at least one year to maturity and a maximum of ten years maturity, and at least $25 million par outstanding. The index is weighted by the market value of the issues included in the index and is representative of approximately 62% of all investment grade bonds. |
Lehman Mortgage-Backed Bond |
A Benchmark index that includes 15- and 30-year fixed-rate securities backed by Mortgage pools of the Government National Mortgage Association (GNMA), Federal Home Loan Mortgage Corporation (FHLMC), and Federal National Mortgage Association (FNMA). |
Lehman Municipal Bond |
A Benchmark index that includes investment-grade, tax-exempt, and fixed-rate Bonds with Long-term maturities (greater than two years) selected from issues larger than $50 million. |
MSCI ACWIF World |
This is a free float-adjusted market capitalization index that is designed to measure equity market performance in the global developed and emerging markets. As of April 2002 the Index consisted of the following 49 developed and emerging market country indices: Argentina, Australia, Austria, Belgium, Brazil, Canada, Chile, China, Colombia, Czech Republic, Denmark, Egypt, Finland, France, Germany, Greece, Hong Kong, Hungary, India, Indonesia, Ireland, Israel, Italy, Japan, Jordan, Korea, Malaysia, Mexico, Morocco, Netherlands, New Zealand, Norway, Pakistan, Peru, Philippines, Poland, Portugal, Russia, Singapore Free, South Africa, Spain, Sweden, Switzerland, Taiwan, Thailand, Turkey, the United Kingdom, the United States and Venezuela. |
MSCI All Country Asia |
This is a free float-adjusted market capitalization index that is designed to measure equity market performance in Asia, excluding Japan. As of April 2002 the Index consisted of the following 11 developed and emerging market country indices: China, Hong Kong, India, Indonesia, Korea, Malaysia, Pakistan, Philippines, Singapore Free, Taiwan and Thailand. |
MSCI Developed EAFE |
This is a free float-adjusted market capitalization index that is designed to measure developed market equity performance, excluding the US & Canada. As of April 2002 the Index consisted of the following 21 developed market country indices: Australia, Austria, Belgium, Denmark, Finland, France, Germany, Greece, Hong Kong, Ireland, Italy, Japan, the Netherlands, New Zealand, Norway, Portugal, Singapore, Spain, Sweden, Switzerland and the United Kingdom. |
MSCI Developed EAFE Free |
This is a free float-adjusted market capitalization index that is designed to measure developed market equity performance, excluding the US & Canada. As of April 2002 this Index consisted of the following 21 developed market country indices: Australia, Austria, Belgium, Denmark, Finland, France, Germany, Greece, Hong Kong, Ireland, Italy, Japan, the Netherlands, New Zealand, Norway, Portugal, Singapore, Spain, Sweden, Switzerland and the United Kingdom. |
MSCI Developed Japan |
This is a free float-adjusted market capitalization index that is designed to measure developed market equity performance in Japan. |
MSCI Developed North American Val |
This is a free float-adjusted market capitalization index that is designed to measure developed market equity performance in North America. As of September 2002, the MSCI North America Index consisted of the following 2 developed market country indices: United States & Canada. |
MSCI Developed World Free |
This is a free float-adjusted market capitalization index that is designed to measure global developed market equity performance. As of April 2002 the Index consisted of the following 23 developed market country indices: Australia, Austria, Belgium, Canada, Denmark, Finland, France, Germany, Greece, Hong Kong, Ireland, Italy, Japan, Netherlands, New Zealand, Norway, Portugal, Singapore, Spain, Sweden, Switzerland, the United Kingdom and the United States. |
Nasdaq Bank |
This index contains all types of banks and savings institutions and related holding companies, establishments performing functions closely related to banking, such as check cashing agencies, currency exchanges, safe deposit companies and corporations for banking abroad. |
Nasdaq Biotechnology |
This index contains companies primarily engaged in using biomedical research for the discovery or development of novel treatments or cures for human disease, which also meet other eligibility criteria. The NASDAQ Biotechnology Index is calculated under a modified capitalization-weighted methodology. |
Nasdaq Composite |
A market value weighted index of all common stocks listed On NASDAQ. |
Nasdaq Computer |
This index contains computer hardware and software companies that furnish computer programming and data processing services, and firms that produce computers, office equipment, and electronic components/accessories. |
Nasdaq Financial-100 |
This index includes 100 of the largest domestic and international financial organizations listed on The NASDAQ Stock Market based on market capitalization. The Index contains bank and savings institutions and related holding companies, insurance companies, broker dealers, investment companies and financial services. |
Nasdaq Industrial |
This index contains companies not classified in one of the other sub-indices, including agricultural, mining, construction, manufacturing, retail/wholesale trade, services, public administration enterprises, health maintenance organizations and companies that do not meet the NASDAQ Biotechnology Index criteria. |
Nasdaq Insurance |
This index contains all types of insurance companies including life, health, property, casualty, and brokers, agents, and related services. |
Nasdaq Telecommunications |
This index contains all types of telecommunications companies, including point-to-point communication services and radio and television broadcast, and companies that manufacture communication equipment and accessories. |
Nasdaq Transportation |
This index contains all types of transportation companies, including railroads, trucking companies, airlines, pipelines, (except natural gas), and services incidental to transportation, such as warehousing, travel arrangements, and packing. |
NYSE Composite |
This index was established to provide a comprehensive measure of market trends. The indexes consist of a Composite Index of all common stocks listed on the NYSE and four subgroup indexes -- Industrial, Transportation, Utility, and Finance. The indexes are basically a measure of the changes in aggregate market value of NYSE common stocks, adjusted to eliminate the effects of capitalization changes, new listings and delistings. |
S&P 100 |
This market capitalization-weighted index is made up of 100 major, blue chip stocks across diverse industry groups. |
S&P 500 |
This index is a capitalization-weighted index of 500 stocks, representing all major industries, designed to measure performance of the broad domestic economy. |
S&P Midcap 400 |
A market capitalization weighted index of 400 medium capitalization publicly traded common stocks. |
SSB 1-MONTH CD |
This index measures monthly return equivalents of yield averages that are not marked to market. The CD rate is a rotating sample (collected by the New York Federal Reserve Bank) of five banks and dealers surveyed daily about secondary market dealer offer rates for jumbo certificates of deposit. |
SSB 3-MONTH CD |
This index measures monthly return equivalents of yield averages that are not marked to market. The CD rate is a rotating sample (collected by the New York Federal Reserve Bank) of five banks and dealers surveyed daily about secondary market dealer offer rates for jumbo certificates of deposit. |
Wilshire 5000 Equity |
This index measures the performance of all U.S. headquartered equity securities with readily available price data. Over 7,000 capitalization weighted security returns are used to adjust the index. |
Wilshire REIT |
This index measures U.S. publicly traded Real Estate Investment Trusts. |
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Transaction Type Proceed & Quantity Effect
The following list is sorted by the same order as the Transaction Type drop-down menu.
Transaction Type |
Proceed Effect |
Quantity Effect |
Purchase |
D |
U |
Sell |
U |
D |
Transfer In |
D |
U |
Transfer Out |
U |
D |
Div in Cash |
U |
0 |
Div Reinv Shrs |
0 |
U |
STCG in Cash |
U |
0 |
STCG Reinv Shrs |
0 |
U |
LTCG in Cash |
U |
0 |
LTCG Reinv Shrs |
0 |
U |
Interest |
U |
0 |
Fee |
D |
0 |
Fee Paid from Cash |
0 |
D |
Expense |
D |
0 |
Deposit |
D |
U |
Withdrawal |
U |
D |
Cover short |
D |
U |
Short sell |
U |
D |
Stock split |
0 |
U |
Cap G Inc Shr |
0 |
U |
Cap G Wthld $ |
D |
0 |
Interest Accrual |
0 |
U |
Adjust Capital |
U |
0 |
Reverse Stock Split |
0 |
D |
Asset Rebalancing Positive |
D |
U |
Asset Rebalancing Negative |
U |
D |
Exchange In |
D |
U |
Exchange Out |
U |
D |
Cash does not have proceed effect.
U for up (gain money or gain shares)
D for down (lose money or lose shares)
0 (zero)for no effect
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